• The Financial Conduct Authority (FCA) is a financial regulatory body in the United Kingdom. It operates independently of the UK Government and is financed...
    26 KB (2,387 words) - 16:20, 23 September 2024
  • The Financial Conduct Authority Handbook is a set of rules required to be followed by banks, insurers, investment businesses and other financial services...
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  • list of financial regulatory and supervisory authorities, central banks are only listed where they act as direct supervisors of individual financial firms...
    32 KB (255 words) - 15:41, 18 November 2024
  • then split between two new agencies: the Financial Conduct Authority and the Prudential Regulation Authority of the Bank of England. Until its abolition...
    43 KB (4,093 words) - 22:28, 26 September 2024
  • The Financial Sector Conduct Authority (FSCA) is the South African financial institutions market conduct regulator and a successor agency to the Financial...
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  • Nikhil Rathi (category Financial Conduct Authority people)
    Rathi (born 5 August 1979) is the chief executive of the UK's Financial Conduct Authority (FCA). Rathi is of Indian descent, and grew up in Barrow-in-Furness...
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  • registered on May 18, 2015. It received the Financial Conduct Authority’s permission to provide financial products and services in February 2016. Banking...
    26 KB (2,100 words) - 10:04, 29 September 2023
  • Smith Freehills successfully secured a landmark victory for the Financial Conduct Authority (FCA) in a High Court case that clarifies whether businesses...
    26 KB (2,767 words) - 00:21, 22 November 2024
  • Financial Services Authority became the Financial Conduct Authority in April 2013 with the MCOB continuing. The task of the Mortgage Conduct of Business is...
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  • Martin Wheatley (category Financial Conduct Authority people)
    Markets Business Unit of the Financial Services Authority in the UK, and is the former CEO of the Financial Conduct Authority. Wheatley worked for the London...
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  • "stop". In the UK, financial spread betting is regulated by the Financial Conduct Authority rather than the Gambling Commission who regulate spread betting...
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  • Thumbnail for Financial Conduct Authority v Arch Insurance (UK) Ltd & others
    The Financial Conduct Authority v Arch Insurance (UK) Ltd & others [2021] UKSC 1 is a United Kingdom Supreme Court case determining whether commercial...
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  • PRA was created by the Financial Services Act 2012 and formally began operating alongside the new Financial Conduct Authority on 1 April 2013. As the...
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  • A financial regulatory authority or financial supervisory authority is a public authority whose role is to ensure the proper implementation of financial...
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    five bodies in the UK accredited by the Financial Conduct Authority to maintain professional standards for financial advisors that use its services. The LIBF...
    14 KB (1,405 words) - 05:21, 5 November 2024
  • 8 Annual financial report". FCA Handbook. Financial Conduct Authority. Retrieved 31 July 2018. "FCA Handbook". Financial Conduct Authority. Retrieved...
    27 KB (2,925 words) - 18:09, 9 October 2024
  • John Griffith-Jones (category Financial Conduct Authority people)
    11 May 1954) is a British accountant. He was chairman of the Financial Conduct Authority. John Griffith-Jones was born on 11 May 1954. He is the son of...
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  • Charter Court obtained permission from the Financial Services Authority (now Financial Conduct Authority) to act as an authorised mortgage administrator...
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  • on allegations of money laundering and tax offenses. The UK's Financial Conduct Authority ordered Binance to stop all regulated activity in the United...
    82 KB (7,822 words) - 03:36, 17 November 2024
  • number of new cryptocurrencies has expanded rapidly. The UK's Financial Conduct Authority estimated there were over 20,000 different cryptocurrencies by...
    40 KB (1,565 words) - 05:42, 29 October 2024
  • purview of the Financial Conduct Authority. All limited companies (including subsidiary, small and inactive) must file annual financial statements with...
    45 KB (4,181 words) - 14:05, 15 November 2024
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    Andrew Bailey (banker) (category Financial Conduct Authority people)
    Carney from April 2013 to July 2016 and Chief Executive of the Financial Conduct Authority from 2016 to 2020. Bailey attended Wyggeston Boys' Grammar School...
    13 KB (1,233 words) - 16:46, 16 November 2024
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    Wise (company) (category Financial services companies established in 2011)
    Exchange and was valued at $11 billion. On 27 June 2022, the Financial Conduct Authority reported that the Wise CEO, Kristo Käärmann, was included on...
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    Independent Financial Advisers - UK Trade body FCA website Financial Conduct Authority (UK) NAIFA National Association of Insurance & Financial Advisors...
    30 KB (3,370 words) - 14:50, 13 November 2024
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    companies. Moreover, in 2011 both the Serious Fraud Office and the Financial Conduct Authority (FCA) investigated Barclays' €2.4 billion ($2.7 billion) secret...
    60 KB (5,147 words) - 02:38, 9 November 2024
  • Thumbnail for Starling Bank
    Kingdom. It is authorised by the Prudential Regulation Authority and the Financial Conduct Authority. Starling Bank was founded as a digital challenger bank...
    25 KB (2,316 words) - 15:11, 21 November 2024
  • the PRA and a Consumer Protection and Markets Authority (CPMA, later renamed the Financial Conduct Authority, or FCA). Minutes of FPC meetings are made available...
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  • Thumbnail for Financial Services and Markets Act 2000
    outlines the regulatory objectives of the Financial Conduct Authority: (a) market confidence; (b) financial stability (c) public awareness; (d) the protection...
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  • Consumer Duty (category Financial regulation in the United Kingdom)
    standard introduced by the Financial Conduct Authority, in the UK, intended to improve Consumer protection for financial-services firms in the UK. The...
    4 KB (437 words) - 18:58, 5 September 2024
  • interest earned. LendingCrowd is authorised and regulated by the Financial Conduct Authority (FCA). In November 2016 LendingCrowd became one of the first...
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