Orient Securities, also known as DFZQ, is a Chinese investment bank and brokerage firm founded in 1998 and headquartered in Shanghai. The company is a...

also a minority shareholder of Bank of Communications, Orient Securities, Haitong Securities and China Pacific Insurance Company via Shanghai Haiyan...

its name to Kookje Securities. In 1992, the company was incorporated into the Samsung Group and was rebranded to Samsung Securities. In 1996, the company...

BofA Securities, Inc., previously Bank of America Merrill Lynch (BAML), is an American multinational investment banking division under the auspices of...

Chinese Stock Brokerage to Form Citi Orient Securities". Finance Magnates. "Citigroup to end Chinese securities JV to set up majority-owned venture"....

Report "About Us Overview | TD Securities". www.tdsecurities.com. Retrieved 2020-08-23. "Global Markets | TD Securities". www.tdsecurities.com. Retrieved...

US government securities in 1972, and in 1983, it was the first to offer worldwide screen brokerage services in US government securities. In 1991, Howard...

South Korea. Mirae Asset Securities has been merged with Daewoo Securities as the end of December 2016. Mirae Asset Securities is a financial services...

Matthew Pilla, Ken Harada and Ryan Mash. In September 2013, Guggenheim Securities was named a financial adviser to Verizon in connection with its $130 billion...

Daiwa Securities Group Inc. (大和証券グループ本社, Daiwa Shōken Gurūpu Honsha) is a Japanese investment bank that is the second largest securities brokerage after...

this business there was a securities section to handle bond sales and underwriting. On December 25, 1925, the Nomura Securities Co., Ltd. (NSC) was established...

Securities was established in 1995 and it is headquartered in Shenzhen, Guangdong Province. By mid-2020, it was among China's four largest securities...

Securities Co., Ltd. (GTJA) is a major securities firm in the People's Republic of China. By mid-2020, it was among China's four largest securities firms...

2013, CITIC Securities, China's largest investment bank acquired CLSA for US$1.3 billion. In 1986, Winfull Laing & Cruickshank Securities began operations...

Morgan Stanley Hong Kong Securities Ltd. was fined HK$18.5 million ($2.4 million) by Hong Kong's securities regulator, Securities and Futures Commission...

joined the firm as a securities trader, where two powers fought for supremacy, one from investment banking and one from securities trading. Levy was a...

5 million to settle U.S. Securities and Exchange Commission (SEC) charges that in 2007 it sold risky mortgage-backed securities without fully realizing...

corporate restructurings around the world. The bank decided to enter the securities market buying Smith Brothers, a stock jobber, in December 1983. The price...

Goldman Sachs BofA Securities Morgan Stanley Citigroup UBS Deutsche Bank HSBC Barclays RBC Capital Markets Wells Fargo Securities Jefferies Group BNP...

Securities Orient Securities Ping An Securities Shenwan Hongyuan AVIC Securities BOC International Beijing Gaohua Caida Securities Caitong Securities...

its subsidiary SMBC Nikko Securities. Together they have advised on significant cross-border M&A, including Osaka Securities Exchange's ¥278.4 billion...

uses different broker dealer subsidiaries of RBC: Canada: RBC Dominion Securities United States: RBC Capital Markets, LLC Europe: RBC Europe Limited (RBCEL)...

Huatai Securities (HTSC) (Chinese: 华泰证券; pinyin: Huátài zhèngquàn) is a securities company in China which engages in the operation of large-scale comprehensive...

Agency over similar litigation related to the sale of mortgage-backed securities to Fannie Mae and Freddie Mac. Former employees including Eric Ben-Artzi...

amounts of asset-backed securities which were, in the case of mortgages, pioneered by Lewis Ranieri, "the father of mortgage securities." As investor losses...

Evercore banker Perkins Hixon pleaded guilty to insider trading in the securities of Evercore, Westway Group Inc. and Titanium Metals Corporation from 2010...

February 13, 2008. The agreement—reached with the Securities and Exchange Commission and with state securities regulators led by Florida and Texas—resolved...

2023, the management of SVB Securities planned to buy back their firm from the parent group. On March 17, 2023, SVB Securities' parent company filed for...

their securities positions to overvalue them by $3 billion, avoid losses, and increase their year-end bonuses. Federal prosecutors and the Securities and...

Strategy Group, digital media and entertainment focused investment bank MESA Securities, London-based consumer-focused firm McQueen Ltd., and operations of the...