• The phrase street name securities or "nominee name securities" is used in the United States to refer to securities of companies which are held electronically...
    9 KB (1,049 words) - 04:51, 4 July 2024
  • Street name may refer to: the literal meaning of street name, i. e. the name of a street Street name securities more generally, a slang term a synonym...
    208 bytes (63 words) - 12:52, 1 November 2023
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    US definitions, a person who owns street name securities and who is not a member of an exchange holds the securities through a registration chain which...
    30 KB (2,639 words) - 13:56, 20 September 2024
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    January 29, 1993. Global Markets is State Street's securities business that offers research, trading, and securities lending services for foreign exchange...
    35 KB (2,972 words) - 02:13, 27 September 2024
  • Thumbnail for U.S. Securities and Exchange Commission
    Wall Street Crash of 1929. The primary purpose of the SEC is to enforce the law against market manipulation.: 2  In addition to the Securities Exchange...
    70 KB (6,541 words) - 12:17, 24 September 2024
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    overseeing over 1,500 NYSE-listed securities. In the same month, Citadel Securities filed a lawsuit against the Securities and Exchange Commission over the...
    35 KB (3,039 words) - 18:46, 3 September 2024
  • Thumbnail for Security (finance)
    United States, a "security" is a tradable financial asset of any kind. Securities can be broadly categorized into: Debt securities (e.g., banknotes, bonds...
    31 KB (4,305 words) - 23:12, 5 September 2024
  • Merrill (company) (category CS1 maint: multiple names: authors list)
    Lynch Government Securities Inc., giving the firm a strong presence in the government securities market. The Government Securities business brought Merrill...
    55 KB (5,470 words) - 22:56, 17 September 2024
  • Investor Real party in interest Shareholder value Social ownership Street name securities Fontinelle, Amy (26 November 2003). "Shareholder". investopedia...
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  • changed its name to Kookje Securities. In 1992, the company was incorporated into the Samsung Group and was rebranded to Samsung Securities. In 1996, the...
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  • regulators in the late 1990s, and Belfort was subsequently jailed for securities fraud. A reviewer of Publishers Weekly stated "The book's main topic is...
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  • The Street with No Name is a 1948 American film noir directed by William Keighley. A follow-up to The House on 92nd Street (1945), it tells the story of...
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  • Thumbnail for Securities Act of 1933
    The Securities Act of 1933, also known as the 1933 Act, the Securities Act, the Truth in Securities Act, the Federal Securities Act, and the '33 Act,...
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    Securities and Canary Wharf Group for £1.3 billion. Savills Management Resources hold the contract to carry out all management of 20 Fenchurch Street...
    29 KB (2,770 words) - 19:46, 26 September 2024
  • Thumbnail for United States securities regulation
    Securities regulation in the United States is the field of U.S. law that covers transactions and other dealings with securities. The term is usually understood...
    31 KB (3,833 words) - 05:43, 27 August 2024
  • Thumbnail for BofA Securities
    BofA Securities, Inc., previously Bank of America Merrill Lynch (BAML), is an American multinational investment banking division under the auspices of...
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    2023, the management of SVB Securities planned to buy back their firm from the parent group. On March 17, 2023, SVB Securities' parent company filed for...
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  • Bank USA; Mizuho Securities USA LLC, a U.S. broker dealer engaged in securities; and Mizuho Trust & Banking Co. (USA). Mizuho Securities USA LLC (”MSUSA”)...
    15 KB (1,316 words) - 03:54, 27 August 2024
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    Morgan Stanley (category CS1 maint: multiple names: authors list)
    Morgan Stanley Hong Kong Securities Ltd. was fined HK$18.5 million ($2.4 million) by Hong Kong's securities regulator, Securities and Futures Commission...
    79 KB (7,769 words) - 16:54, 27 September 2024
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    this business there was a securities section to handle bond sales and underwriting. On December 25, 1925, the Nomura Securities Co., Ltd. (NSC) was established...
    17 KB (1,535 words) - 13:42, 31 July 2024
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    Landsec (redirect from Land Securities plc)
    "Company overview" "The Land Securities story – Land Securities". landsecurities.com. Retrieved 16 March 2015. "Land Securities agrees to buy Trillium". Daily...
    12 KB (1,020 words) - 10:33, 12 July 2024
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    Stock certificate (category Securities (finance))
    be avoided by either holding shares in street name (in the United States street name securities are securities held, usually in paper certificate form...
    12 KB (1,330 words) - 10:25, 21 April 2024
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    joined the firm as a securities trader, where two powers fought for supremacy, one from investment banking and one from securities trading. Levy was a...
    219 KB (19,701 words) - 22:01, 24 September 2024
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    marketed auction rate securities as short-term investments. The settlement included a $456 million payment and the buyback of the securities, compensating investors...
    23 KB (1,755 words) - 10:57, 15 September 2024
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    involves trading securities for cash or for other securities (e.g. facilitating transactions, market-making), or the promotion of securities (e.g. underwriting...
    61 KB (6,243 words) - 03:29, 26 September 2024
  • brokerage and securities firm catering to a variety of clients. Prior to the company's acquisition, it was among the largest firms in the securities industry...
    31 KB (3,355 words) - 23:31, 26 July 2024
  • Thumbnail for Bernie Madoff
    Investigation arrested Madoff and charged him with one count of securities fraud. The U.S. Securities and Exchange Commission (SEC) had previously conducted multiple...
    135 KB (12,207 words) - 11:46, 21 September 2024
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    JSE Limited (previously the JSE Securities Exchange and the Johannesburg Stock Exchange) is the largest stock exchange in Africa. It is located in Sandton...
    17 KB (1,817 words) - 11:43, 19 September 2024
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    Stratton Oakmont (category Wall Street)
    securities industry, with a history of "obvious disregard for all rules of fair practice". In 1999, Belfort and Porush were indicted for securities fraud...
    9 KB (778 words) - 19:49, 23 September 2024
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    them under the name "Bank of Albuquerque". The broker-dealer, NationsBanc Montgomery Securities, was named Banc of America Securities in 1998.[citation...
    159 KB (15,390 words) - 23:40, 16 September 2024