SOX 404 top–down risk assessment (TDRA) is a financial risk assessment performed to comply with Section 404 of the Sarbanes-Oxley Act of 2002 (SOX 404)...

various risk assessments performed by the enterprise (e.g., strategic plans, competitive benchmarking, and SOX 404 top-down risk assessment), consideration...

control objective or mitigating a risk. Precision is an important factor in performing a SOX 404 top-down risk assessment. After identifying specific financial...

Information technology controls Internal Audit Internal Control SOX 404 top–down risk assessment GTAG 8: Christine Bellino, Jefferson Wells, July 2007 GTAG...

of IT controls required in the assessment. This scoping decision is part of the entity's SOX 404 top-down risk assessment. In addition, Statements on Auditing...

transparency and help to reduce risk. Balance sheet substantiation is a key control process in the SOX 404 top-down risk assessment. The following balance sheet...

complying with SOX 404 impacts smaller companies disproportionately, as there is a significant fixed cost involved in completing the assessment. For example...

companies execute a SOX 404 top-down risk assessment. In these latter two areas, internal auditors typically are part of the risk assessment team in an advisory...

an organization bring down risk to acceptable levels. Control selection should follow and should be based on the risk assessment. Controls can vary in...

ions from the sea (Ca, Mg, Na, K, Cl, SO4), and dissolved gases (CO2, NOx, SOx). High levels of pesticide have been found in rainwater in Europe with the...

December 2013. Habel LA, Cooper WO, Sox CM, Chan KA, Fireman BH, Arbogast PG, et al. (December 2011). "ADHD medications and risk of serious cardiovascular events...

Cox Defends Sarbanes–Oxley", CBS MarketWatch March 14, 2007 "FEI Survey: SOX 404 Compliance Costs Up 39 percent" March 21, 2005 ""SEC Approves PCAOB Auditing...

December 2013. Habel LA, Cooper WO, Sox CM, Chan KA, Fireman BH, Arbogast PG, et al. (December 2011). "ADHD medications and risk of serious cardiovascular events...

December 2013. Habel LA, Cooper WO, Sox CM, Chan KA, Fireman BH, Arbogast PG, et al. (December 2011). "ADHD medications and risk of serious cardiovascular events...

the study and helped develop risk reduction strategies to address identified pollutants based on their risk assessment findings. The Camden City Municipal...

General, and the U.S. Equal Employment Commission The Sarbanes–Oxley Act (SOX) of 2002 was established to assist in the regulation of financial practice...