The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall...
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established the Securities and Exchange Commission (SEC), the agency primarily responsible for enforcement of United States federal securities law. Companies...
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Securities and Exchange Commission v. W. J. Howey Co., 328 U.S. 293 (1946), was a case in which the Supreme Court of the United States held that the offer...
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The Securities Act of 1933, also known as the 1933 Act, the Securities Act, the Truth in Securities Act, the Federal Securities Act, and the '33 Act, was...
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the U.S. Securities and Exchange Commission (SEC). The Financial Industry Regulatory Authority is the largest independent regulator for all securities firms...
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Generally Accepted Accounting Principles (United States) (redirect from U.S. Generally Accepted Accounting Principles)
(GAAP or U.S. GAAP or GAAP (USA), pronounced like "gap") is the accounting standard adopted by the U.S. Securities and Exchange Commission (SEC) and is the...
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Members of the U.S. Securities and Exchange Commission are appointed by the president of the United States. Their terms last five years and are staggered...
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new and renewal basis. On June 17, 2020, the U.S. Securities and Exchange Commission filed a complaint against AmTrust Financial Services, Inc. and its...
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The Securities and Exchange Commission (SEC) is the main regulatory institution of the Nigerian capital market. It is supervised by the Federal Ministry...
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The Securities and Exchange Surveillance Commission (証券取引等監視委員会, shouken torihikitou kanshi iinkai, SESC) is a Japanese commission which comes under the...
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to the attention of the U.S. Securities and Exchange Commission (SEC), which filed a civil suit against him alleging security manipulation. Lebed settled...
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Jaime Lizárraga (category U.S. Securities and Exchange Commission personnel)
American political advisor and government official who has served as a commissioner of the U.S. Securities and Exchange Commission (SEC) since July 2022[update]...
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environment of equity and equity options exchanges, regulated by the U.S. Securities and Exchange Commission (SEC), or derivative exchanges, regulated by the...
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The Securities and Exchange Board of India (SEBI) is the regulatory body for securities and commodity market in India under the administrative domain...
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Securities and Exchange Commission. Retrieved 18 February 2024. "SEC Joint Industry Plan" (PDF). U.S. Securities and Exchange Commission. Retrieved 4 November...
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Moody's Ratings (section Founding and early history)
States their credit ratings are used in regulation by the U.S. Securities and Exchange Commission as Nationally Recognized Statistical Rating Organizations...
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managing and investing securities. These companies in the United States are regulated by the U.S. Securities and Exchange Commission and must be registered...
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Insider trading (redirect from Dirks v. Securities and Exchange Commission)
the United States are required to file Form 4 with the U.S. Securities and Exchange Commission (SEC) when buying or selling shares of their own companies...
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Securities Exchange Act of 1934. Form 20-F (Report). U.S. Securities and Exchange Commission. p. F-4. Retrieved May 13, 2022. "Argentine Peso to US Dollar...
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Exchange Commission. Retrieved 2 September 2022. "Electronics Boutique Holdings Corp. Form S-1 1998". www.sec.gov. U.S. Securities and Exchange Commission. "Electronics...
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Mark Uyeda (category Members of the U.S. Securities and Exchange Commission)
attorney and government official. A member of the Republican Party, Uyeda has served as a Commissioner of the U.S. Securities and Exchange Commission (SEC)...
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P. J. Kennedy (section Marriage and children)
businessman and politician from Boston, Massachusetts. He and his wife Mary were the parents of four children, including future U.S. Securities and Exchange Commission...
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THQ (section Background and foundation (1990–1999))
U.S. Securities and Exchange Commission. November 13, 1997. Archived from the original on July 20, 2020. Retrieved July 19, 2020. "Form 10-Q". U.S. Securities...
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Elad L. Roisman (category U.S. Securities and Exchange Commission personnel)
former commissioner of the U.S. Securities and Exchange Commission. Roisman received his Bachelor of Arts from Cornell University and his Juris Doctor from...
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Pai worked for the federal government, primarily at the U.S. Securities and Exchange Commission, in the 1970s before joining Enron. His sister is Sue Pai...
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& Exchanges, Oxford Press, Oxford, 2003. Chapter 29 "Insider Trading" p. 584 Laws that Govern the Securities Industry U.S. Securities and Exchange Commission...
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Improper Fixed Income Securities Trading". U.S. Securities and Exchange Commission. "SEC.gov | SEC Charges Chatham Asset Management and Founder Anthony Melchiorre...
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NYSE Chicago (redirect from Chicago Stock Exchange Building)
oversight of the U.S. Securities and Exchange Commission (SEC). Intercontinental Exchange (ICE) acquired CHX in July 2018 and the exchange rebranded as NYSE...
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Caroline A. Crenshaw (category U.S. Securities and Exchange Commission personnel)
commissioner of the U.S. Securities and Exchange Commission. Crenshaw received her Bachelor of Arts, cum laude from Harvard College in 2004 and her Juris Doctor...
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Ponzi scheme (category Pyramid and Ponzi schemes)
may simply disappear with the money. According to the U.S. Securities and Exchange Commission (SEC), many Ponzi schemes share characteristics that should...
32 KB (4,099 words) - 20:21, 11 June 2024