Orient Securities, also known as DFZQ, is a Chinese investment bank and brokerage firm founded in 1998 and headquartered in Shanghai. The company is a...
5 KB (205 words) - 00:58, 14 August 2024
also a minority shareholder of Bank of Communications, Orient Securities, Haitong Securities and China Pacific Insurance Company via Shanghai Haiyan...
1 KB (88 words) - 11:17, 22 December 2023
BofA Securities, Inc., previously Bank of America Merrill Lynch (BAML), is an American multinational investment banking division under the auspices of...
8 KB (604 words) - 21:05, 7 August 2024
its name to Kookje Securities. In 1992, the company was incorporated into the Samsung Group and was rebranded to Samsung Securities. In 1996, the company...
8 KB (630 words) - 14:13, 17 May 2024
Chinese Stock Brokerage to Form Citi Orient Securities". Finance Magnates. "Citigroup to end Chinese securities JV to set up majority-owned venture"....
128 KB (12,516 words) - 19:36, 7 September 2024
Guggenheim Partners (redirect from Claymore Securities)
Matthew Pilla, Ken Harada and Ryan Mash. In September 2013, Guggenheim Securities was named a financial adviser to Verizon in connection with its $130 billion...
16 KB (1,379 words) - 15:04, 5 July 2024
Cantor Fitzgerald (redirect from Cantor Fitzgerald Securities)
US government securities in 1972, and in 1983, it was the first to offer worldwide screen brokerage services in US government securities. In 1991, Howard...
20 KB (1,989 words) - 20:25, 13 July 2024
Report "About Us Overview | TD Securities". www.tdsecurities.com. Retrieved 2020-08-23. "Global Markets | TD Securities". www.tdsecurities.com. Retrieved...
3 KB (224 words) - 16:54, 14 July 2024
Bank of America (redirect from Banc of America Securities (1998–2008))
NationsBanc Montgomery Securities, was named Banc of America Securities in 1998.[citation needed] Banc of America Securities LLC (BAS), was the investment...
159 KB (15,390 words) - 11:22, 26 August 2024
Securities was established in 1995 and it is headquartered in Shenzhen, Guangdong Province. By mid-2020, it was among China's four largest securities...
9 KB (775 words) - 23:01, 11 April 2024
Rothschild & Co (redirect from New Court Securities)
corporate restructurings around the world. The bank decided to enter the securities market buying Smith Brothers, a stock jobber, in December 1983. The price...
51 KB (5,204 words) - 22:10, 8 August 2024
Daiwa Securities Group Inc. (大和証券グループ本社, Daiwa Shōken Gurūpu Honsha) is a Japanese investment bank that is the second largest securities brokerage after...
6 KB (472 words) - 09:38, 4 March 2024
this business there was a securities section to handle bond sales and underwriting. On December 25, 1925, the Nomura Securities Co., Ltd. (NSC) was established...
17 KB (1,535 words) - 13:42, 31 July 2024
Morgan Stanley (section Institutional Securities Group)
Morgan Stanley Hong Kong Securities Ltd. was fined HK$18.5 million ($2.4 million) by Hong Kong's securities regulator, Securities and Futures Commission...
79 KB (7,751 words) - 18:39, 4 September 2024
Wells Fargo (redirect from Wells Fargo Securities)
5 million to settle U.S. Securities and Exchange Commission (SEC) charges that in 2007 it sold risky mortgage-backed securities without fully realizing...
92 KB (8,323 words) - 14:33, 5 September 2024
Goldman Sachs BofA Securities Morgan Stanley Citigroup UBS Deutsche Bank HSBC Barclays RBC Capital Markets Wells Fargo Securities Jefferies Group BNP...
18 KB (730 words) - 06:43, 5 September 2024
its subsidiary SMBC Nikko Securities. Together they have advised on significant cross-border M&A, including Osaka Securities Exchange's ¥278.4 billion...
15 KB (1,185 words) - 22:13, 10 June 2024
February 13, 2008. The agreement—reached with the Securities and Exchange Commission and with state securities regulators led by Florida and Texas—resolved...
14 KB (1,347 words) - 20:17, 3 August 2024
uses different broker dealer subsidiaries of RBC: Canada: RBC Dominion Securities United States: RBC Capital Markets, LLC Europe: RBC Europe Limited (RBCEL)...
3 KB (190 words) - 21:12, 29 February 2024
amounts of asset-backed securities which were, in the case of mortgages, pioneered by Lewis Ranieri, "the father of mortgage securities." As investor losses...
28 KB (2,949 words) - 17:54, 29 August 2024
Securities Co., Ltd. (GTJA) is a major securities firm in the People's Republic of China. By mid-2020, it was among China's four largest securities firms...
7 KB (716 words) - 13:08, 20 July 2024
subsidiary, National Securities closed down after 75 years with its business being integrated into B. Riley. This came after National Securities was penalized...
21 KB (1,933 words) - 01:31, 31 August 2024
CLSA (redirect from Winfull Laing & Cruickshank Securities)
2013, CITIC Securities, China's largest investment bank acquired CLSA for US$1.3 billion. In 1986, Winfull Laing & Cruickshank Securities began operations...
8 KB (772 words) - 12:52, 20 December 2023
Leerink Partners (redirect from SVB Securities)
2023, the management of SVB Securities planned to buy back their firm from the parent group. On March 17, 2023, SVB Securities' parent company filed for...
12 KB (1,008 words) - 02:20, 21 August 2024
Evercore banker Perkins Hixon pleaded guilty to insider trading in the securities of Evercore, Westway Group Inc. and Titanium Metals Corporation from 2010...
16 KB (1,439 words) - 18:16, 2 August 2024
South Korea. Mirae Asset Securities has been merged with Daewoo Securities as the end of December 2016. Mirae Asset Securities is a financial services...
12 KB (980 words) - 16:53, 6 March 2024
Securities Orient Securities Ping An Securities Shenwan Hongyuan AVIC Securities BOC International Beijing Gaohua Caida Securities Caitong Securities...
12 KB (1,195 words) - 16:27, 25 March 2023
Haitong Securities is a securities firm in China, providing services in stocks and futures brokerage, as well as investment banking, corporate finance...
6 KB (532 words) - 21:29, 11 August 2024
joined the firm as a securities trader, where two powers fought for supremacy, one from investment banking and one from securities trading. Levy was a...
219 KB (19,701 words) - 09:49, 4 September 2024
Stifel (redirect from Century Securities)
Company and is headquartered in downtown St. Louis, Missouri. Stifel offers securities-related financial services in the United States and Europe through several...
14 KB (1,350 words) - 16:55, 29 May 2024