Orient Securities, also known as DFZQ, is a Chinese investment bank and brokerage firm founded in 1998 and headquartered in Shanghai. The company is a...

also a minority shareholder of Bank of Communications, Orient Securities, Haitong Securities and China Pacific Insurance Company via Shanghai Haiyan...

BofA Securities, Inc., previously Bank of America Merrill Lynch (BAML), is an American multinational investment banking division under the auspices of...

its name to Kookje Securities. In 1992, the company was incorporated into the Samsung Group and was rebranded to Samsung Securities. In 1996, the company...

Chinese Stock Brokerage to Form Citi Orient Securities". Finance Magnates. "Citigroup to end Chinese securities JV to set up majority-owned venture"....

Matthew Pilla, Ken Harada and Ryan Mash. In September 2013, Guggenheim Securities was named a financial adviser to Verizon in connection with its $130 billion...

US government securities in 1972, and in 1983, it was the first to offer worldwide screen brokerage services in US government securities. In 1991, Howard...

Report "About Us Overview | TD Securities". www.tdsecurities.com. Retrieved 2020-08-23. "Global Markets | TD Securities". www.tdsecurities.com. Retrieved...

NationsBanc Montgomery Securities, was named Banc of America Securities in 1998.[citation needed] Banc of America Securities LLC (BAS), was the investment...

Securities was established in 1995 and it is headquartered in Shenzhen, Guangdong Province. By mid-2020, it was among China's four largest securities...

corporate restructurings around the world. The bank decided to enter the securities market buying Smith Brothers, a stock jobber, in December 1983. The price...

Daiwa Securities Group Inc. (大和証券グループ本社, Daiwa Shōken Gurūpu Honsha) is a Japanese investment bank that is the second largest securities brokerage after...

this business there was a securities section to handle bond sales and underwriting. On December 25, 1925, the Nomura Securities Co., Ltd. (NSC) was established...

Morgan Stanley Hong Kong Securities Ltd. was fined HK$18.5 million ($2.4 million) by Hong Kong's securities regulator, Securities and Futures Commission...

5 million to settle U.S. Securities and Exchange Commission (SEC) charges that in 2007 it sold risky mortgage-backed securities without fully realizing...

Goldman Sachs BofA Securities Morgan Stanley Citigroup UBS Deutsche Bank HSBC Barclays RBC Capital Markets Wells Fargo Securities Jefferies Group BNP...

its subsidiary SMBC Nikko Securities. Together they have advised on significant cross-border M&A, including Osaka Securities Exchange's ¥278.4 billion...

February 13, 2008. The agreement—reached with the Securities and Exchange Commission and with state securities regulators led by Florida and Texas—resolved...

uses different broker dealer subsidiaries of RBC: Canada: RBC Dominion Securities United States: RBC Capital Markets, LLC Europe: RBC Europe Limited (RBCEL)...

amounts of asset-backed securities which were, in the case of mortgages, pioneered by Lewis Ranieri, "the father of mortgage securities." As investor losses...

Securities Co., Ltd. (GTJA) is a major securities firm in the People's Republic of China. By mid-2020, it was among China's four largest securities firms...

subsidiary, National Securities closed down after 75 years with its business being integrated into B. Riley. This came after National Securities was penalized...

2013, CITIC Securities, China's largest investment bank acquired CLSA for US$1.3 billion. In 1986, Winfull Laing & Cruickshank Securities began operations...

2023, the management of SVB Securities planned to buy back their firm from the parent group. On March 17, 2023, SVB Securities' parent company filed for...

Evercore banker Perkins Hixon pleaded guilty to insider trading in the securities of Evercore, Westway Group Inc. and Titanium Metals Corporation from 2010...

South Korea. Mirae Asset Securities has been merged with Daewoo Securities as the end of December 2016. Mirae Asset Securities is a financial services...

Securities Orient Securities Ping An Securities Shenwan Hongyuan AVIC Securities BOC International Beijing Gaohua Caida Securities Caitong Securities...

Haitong Securities is a securities firm in China, providing services in stocks and futures brokerage, as well as investment banking, corporate finance...

joined the firm as a securities trader, where two powers fought for supremacy, one from investment banking and one from securities trading. Levy was a...

Company and is headquartered in downtown St. Louis, Missouri. Stifel offers securities-related financial services in the United States and Europe through several...