Daiwa Securities Group Inc. (大和証券グループ本社, Daiwa Shōken Gurūpu Honsha) is a Japanese investment bank that is the second largest securities brokerage after...
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Daiwa Securities Group, as part of a comprehensive partnership. The corporate brokerage firm Daiwa Securities SMBC, in which SMFG owns 40% and Daiwa owns...
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the Sanwa Group's Midori-kai. Along with Nomura Securities (Nomura HD), Daiwa Securities (Daiwa Securities Group Inc.), SMBC Nikko Securities (SMFG), and...
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from Daiwa Securities Co Ltd (now known as Daiwa Capital Markets, the investment banking arm of Japan's second largest brokerage Daiwa Securities Group)....
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related: Daiwa Securities Group, a Japanese security brokerage Resona Holdings (formerly Daiwa Bank Holdings), a Japanese bank holding company Daiwa House...
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headquartered in Seoul, South Korea, and a subsidiary of Samsung Group. It is one of the largest securities companies in Korea. On 19 October 1982, Hanil Investment...
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Guggenheim Partners (redirect from Claymore Securities)
Matthew Pilla, Ken Harada and Ryan Mash. In September 2013, Guggenheim Securities was named a financial adviser to Verizon in connection with its $130 billion...
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Bank Group 2018 Annual Report "About Us Overview | TD Securities". www.tdsecurities.com. Retrieved 2020-08-23. "Global Markets | TD Securities". www...
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the state-owned Myanma Economic Bank and the Daiwa Securities Group, currently lists only two securities, both of which are rarely traded. The over-the-counter...
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Leerink Partners (redirect from SVB Securities)
2023, the management of SVB Securities planned to buy back their firm from the parent group. On March 17, 2023, SVB Securities' parent company filed for...
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Cantor Fitzgerald (redirect from Cantor Fitzgerald Securities)
US government securities in 1972, and in 1983, it was the first to offer worldwide screen brokerage services in US government securities. In 1991, Howard...
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Securities research is a discipline within the financial services industry. Securities research professionals are known most generally as "analysts", "research...
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BofA Securities, Inc., previously Bank of America Merrill Lynch (BAML), is an American multinational investment banking division under the auspices of...
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Securities Co., Ltd. (GTJA) is a major securities firm in the People's Republic of China. By mid-2020, it was among China's four largest securities firms...
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was established in Osaka, as a spin-off from Securities Dept. of Osaka Nomura Bank Co. (later known as Daiwa Bank and now Resona Bank). NSC initially focused...
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subsidiary, National Securities closed down after 75 years with its business being integrated into B. Riley. This came after National Securities was penalized...
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Jefferies was charged by the government and the Securities and Exchange Commission with two securities violations: "parking" stock for a customer Ivan...
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February 13, 2008. The agreement—reached with the Securities and Exchange Commission and with state securities regulators led by Florida and Texas—resolved...
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Bank of America (redirect from Banc of America Securities (1998–2008))
NationsBanc Montgomery Securities, was named Banc of America Securities in 1998.[citation needed] Banc of America Securities LLC (BAS), was the investment...
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Securities was established in 1995 and it is headquartered in Shenzhen, Guangdong Province. By mid-2020, it was among China's four largest securities...
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Daiwa House Industry Co., Ltd. (大和ハウス工業株式会社, Daiwa Hausu Kōgyō Kabushiki-gaisha) is Japan's largest homebuilder, specializing in prefabricated houses....
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Kampani. In 2012, the U.S. Securities and Exchange Commission (SEC) fined JM Financial and three other Indian securities firms, US$1.8 million for violating...
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CLSA (redirect from Winfull Laing & Cruickshank Securities)
2013, CITIC Securities, China's largest investment bank acquired CLSA for US$1.3 billion. In 1986, Winfull Laing & Cruickshank Securities began operations...
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Credit Suisse (redirect from Credit Suisse Securities)
their securities positions to overvalue them by $3 billion, avoid losses, and increase their year-end bonuses. Federal prosecutors and the Securities and...
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combines securities businesses to form Macquarie Securities" (Press release). Sydney: Macquarie Bank. 2 June 2008. Retrieved 12 July 2024. "Macquarie Group merges...
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Wells Fargo (redirect from Wells Fargo Securities)
5 million to settle U.S. Securities and Exchange Commission (SEC) charges that in 2007 it sold risky mortgage-backed securities without fully realizing...
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offerings, public finance, institutional brokerage, investment management and securities research. Through its principal subsidiary, Piper Sandler & Co., the company...
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Sagent Advisors (category Daiwa Securities Group)
entered into a business alliance with Daiwa Securities. Sagent Advisors was acquired by Daiwa Securities Group in 2018. Sagent provided buy-side advisory...
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SMBC Nikko Securities (SMBC日興証券株式会社) is a securities firm in Japan which engages in the operation of large-scale comprehensive securities broking and trading...
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its subsidiary SMBC Nikko Securities. Together they have advised on significant cross-border M&A, including Osaka Securities Exchange's ¥278.4 billion...
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