• Thumbnail for Daiwa Securities Group
    Daiwa Securities Group Inc. (大和証券グループ本社, Daiwa Shōken Gurūpu Honsha) is a Japanese investment bank that is the second largest securities brokerage after...
    6 KB (472 words) - 09:38, 4 March 2024
  • Thumbnail for Sumitomo Mitsui Financial Group
    Daiwa Securities Group, as part of a comprehensive partnership. The corporate brokerage firm Daiwa Securities SMBC, in which SMFG owns 40% and Daiwa owns...
    17 KB (2,284 words) - 17:21, 13 May 2024
  • Thumbnail for Mitsubishi UFJ Securities
    the Sanwa Group's Midori-kai. Along with Nomura Securities (Nomura HD), Daiwa Securities (Daiwa Securities Group Inc.), SMBC Nikko Securities (SMFG), and...
    2 KB (229 words) - 16:54, 29 July 2024
  • Thumbnail for Daiwa Anglo-Japanese Foundation
    from Daiwa Securities Co Ltd (now known as Daiwa Capital Markets, the investment banking arm of Japan's second largest brokerage Daiwa Securities Group)....
    12 KB (1,160 words) - 15:49, 22 July 2024
  • related: Daiwa Securities Group, a Japanese security brokerage Resona Holdings (formerly Daiwa Bank Holdings), a Japanese bank holding company Daiwa House...
    746 bytes (130 words) - 20:14, 3 March 2024
  • headquartered in Seoul, South Korea, and a subsidiary of Samsung Group. It is one of the largest securities companies in Korea. On 19 October 1982, Hanil Investment...
    8 KB (630 words) - 14:13, 17 May 2024
  • Matthew Pilla, Ken Harada and Ryan Mash. In September 2013, Guggenheim Securities was named a financial adviser to Verizon in connection with its $130 billion...
    16 KB (1,379 words) - 15:04, 5 July 2024
  • Bank Group 2018 Annual Report "About Us Overview | TD Securities". www.tdsecurities.com. Retrieved 2020-08-23. "Global Markets | TD Securities". www...
    3 KB (224 words) - 16:54, 14 July 2024
  • Thumbnail for Myanmar Securities Exchange Centre
    the state-owned Myanma Economic Bank and the Daiwa Securities Group, currently lists only two securities, both of which are rarely traded. The over-the-counter...
    5 KB (539 words) - 19:24, 29 February 2024
  • Thumbnail for Leerink Partners
    2023, the management of SVB Securities planned to buy back their firm from the parent group. On March 17, 2023, SVB Securities' parent company filed for...
    12 KB (1,008 words) - 02:20, 21 August 2024
  • Thumbnail for Cantor Fitzgerald
    US government securities in 1972, and in 1983, it was the first to offer worldwide screen brokerage services in US government securities. In 1991, Howard...
    20 KB (1,989 words) - 02:23, 9 September 2024
  • Thumbnail for Securities research
    Securities research is a discipline within the financial services industry. Securities research professionals are known most generally as "analysts", "research...
    13 KB (1,370 words) - 06:10, 19 May 2024
  • Thumbnail for BofA Securities
    BofA Securities, Inc., previously Bank of America Merrill Lynch (BAML), is an American multinational investment banking division under the auspices of...
    8 KB (604 words) - 21:05, 7 August 2024
  • Thumbnail for Guotai Junan Securities
    Securities Co., Ltd. (GTJA) is a major securities firm in the People's Republic of China. By mid-2020, it was among China's four largest securities firms...
    7 KB (716 words) - 13:08, 20 July 2024
  • Thumbnail for Nomura Securities
    was established in Osaka, as a spin-off from Securities Dept. of Osaka Nomura Bank Co. (later known as Daiwa Bank and now Resona Bank). NSC initially focused...
    17 KB (1,535 words) - 13:42, 31 July 2024
  • Thumbnail for B. Riley Financial
    subsidiary, National Securities closed down after 75 years with its business being integrated into B. Riley. This came after National Securities was penalized...
    21 KB (1,933 words) - 01:31, 31 August 2024
  • Jefferies was charged by the government and the Securities and Exchange Commission with two securities violations: "parking" stock for a customer Ivan...
    26 KB (2,843 words) - 04:51, 15 August 2024
  • February 13, 2008. The agreement—reached with the Securities and Exchange Commission and with state securities regulators led by Florida and Texas—resolved...
    14 KB (1,347 words) - 20:17, 3 August 2024
  • Thumbnail for Bank of America
    NationsBanc Montgomery Securities, was named Banc of America Securities in 1998.[citation needed] Banc of America Securities LLC (BAS), was the investment...
    159 KB (15,390 words) - 11:22, 26 August 2024
  • Thumbnail for CITIC Securities
    Securities was established in 1995 and it is headquartered in Shenzhen, Guangdong Province. By mid-2020, it was among China's four largest securities...
    9 KB (775 words) - 23:01, 11 April 2024
  • Thumbnail for Daiwa House
    Daiwa House Industry Co., Ltd. (大和ハウス工業株式会社, Daiwa Hausu Kōgyō Kabushiki-gaisha) is Japan's largest homebuilder, specializing in prefabricated houses....
    8 KB (496 words) - 11:17, 4 April 2024
  • Kampani. In 2012, the U.S. Securities and Exchange Commission (SEC) fined JM Financial and three other Indian securities firms, US$1.8 million for violating...
    12 KB (977 words) - 20:05, 1 August 2024
  • Thumbnail for CLSA
    2013, CITIC Securities, China's largest investment bank acquired CLSA for US$1.3 billion. In 1986, Winfull Laing & Cruickshank Securities began operations...
    8 KB (772 words) - 12:52, 20 December 2023
  • Thumbnail for Credit Suisse
    their securities positions to overvalue them by $3 billion, avoid losses, and increase their year-end bonuses. Federal prosecutors and the Securities and...
    133 KB (11,762 words) - 06:22, 5 September 2024
  • Thumbnail for Macquarie Group
    combines securities businesses to form Macquarie Securities" (Press release). Sydney: Macquarie Bank. 2 June 2008. Retrieved 12 July 2024. "Macquarie Group merges...
    48 KB (4,486 words) - 10:04, 9 September 2024
  • Thumbnail for Wells Fargo
    5 million to settle U.S. Securities and Exchange Commission (SEC) charges that in 2007 it sold risky mortgage-backed securities without fully realizing...
    92 KB (8,323 words) - 14:33, 5 September 2024
  • Thumbnail for Piper Sandler Companies
    offerings, public finance, institutional brokerage, investment management and securities research. Through its principal subsidiary, Piper Sandler & Co., the company...
    12 KB (916 words) - 00:00, 8 September 2024
  • Sagent Advisors (category Daiwa Securities Group)
    entered into a business alliance with Daiwa Securities. Sagent Advisors was acquired by Daiwa Securities Group in 2018. Sagent provided buy-side advisory...
    7 KB (630 words) - 18:28, 17 May 2024
  • Thumbnail for SMBC Nikko Securities
    SMBC Nikko Securities (SMBC日興証券株式会社) is a securities firm in Japan which engages in the operation of large-scale comprehensive securities broking and trading...
    11 KB (964 words) - 19:56, 11 May 2024
  • Thumbnail for Moelis & Company
    its subsidiary SMBC Nikko Securities. Together they have advised on significant cross-border M&A, including Osaka Securities Exchange's ¥278.4 billion...
    15 KB (1,185 words) - 22:13, 10 June 2024