• Thumbnail for Huatai Securities
    Jiangsu Securities Company until it was renamed to Huatai Securities in 1999. In 2008, Huatai Securities received approval from the China Securities Regulatory...
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  • its name to Kookje Securities. In 1992, the company was incorporated into the Samsung Group and was rebranded to Samsung Securities. In 1996, the company...
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  • Thumbnail for BofA Securities
    BofA Securities, Inc., previously Bank of America Merrill Lynch (BAML), is an American multinational investment banking division under the auspices of...
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  • Matthew Pilla, Ken Harada and Ryan Mash. In September 2013, Guggenheim Securities was named a financial adviser to Verizon in connection with its $130 billion...
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  • Thumbnail for CITIC Securities
    Securities was established in 1995 and it is headquartered in Shenzhen, Guangdong Province. By mid-2020, it was among China's four largest securities...
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  • Thumbnail for Mirae Asset Securities
    South Korea. Mirae Asset Securities has been merged with Daewoo Securities as the end of December 2016. Mirae Asset Securities is a financial services...
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  • Thumbnail for Daiwa Securities Group
    Daiwa Securities Group Inc. (大和証券グループ本社, Daiwa Shōken Gurūpu Honsha) is a Japanese investment bank that is the second largest securities brokerage after...
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  • Investment & Securities Co., Ltd. (NH I&S; Korean: 엔에이치투자증권 주식회사; RR: En Eichi Tuja Jeunggwon Jusik Hoesa) is one of the largest securities firms in Korea...
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  • Merchants Securities CITIC Securities CSC Financial Essence Securities Everbright Securities GF Securities Guosen Securities Guotai Junan Huatai Securities Industrial...
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  • Report "About Us Overview | TD Securities". www.tdsecurities.com. Retrieved 2020-08-23. "Global Markets | TD Securities". www.tdsecurities.com. Retrieved...
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  • Thumbnail for Cantor Fitzgerald
    US government securities in 1972, and in 1983, it was the first to offer worldwide screen brokerage services in US government securities. In 1991, Howard...
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  • Thumbnail for Nomura Securities
    this business there was a securities section to handle bond sales and underwriting. On December 25, 1925, the Nomura Securities Co., Ltd. (NSC) was established...
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  • February 13, 2008. The agreement—reached with the Securities and Exchange Commission and with state securities regulators led by Florida and Texas—resolved...
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  • Thumbnail for Leerink Partners
    2023, the management of SVB Securities planned to buy back their firm from the parent group. On March 17, 2023, SVB Securities' parent company filed for...
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  • Thumbnail for Morgan Stanley
    Morgan Stanley Hong Kong Securities Ltd. was fined HK$18.5 million ($2.4 million) by Hong Kong's securities regulator, Securities and Futures Commission...
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  • Thumbnail for SMBC Nikko Securities
    SMBC Nikko Securities (SMBC日興証券株式会社) is a securities firm in Japan which engages in the operation of large-scale comprehensive securities broking and trading...
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  • Junan Securities Haitong Securities Huatai Securities JM Financial Macquarie Group Mirae Asset Securities Nomura Securities Orient Securities Samsung...
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  • Kampani. In 2012, the U.S. Securities and Exchange Commission (SEC) fined JM Financial and three other Indian securities firms, US$1.8 million for violating...
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  • Thumbnail for FWD Group
    Owner Apollo Global Management, Canada Pension Plan Investment Board, Huatai Securities, Li Ka Shing Foundation, Metro Pacific Investments and Pacific Century...
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  • Thumbnail for Stifel
    Stifel (redirect from Century Securities)
    Company and is headquartered in downtown St. Louis, Missouri. Stifel offers securities-related financial services in the United States and Europe through several...
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  • Thumbnail for China Galaxy Securities
    "China Galaxy Securities Plans $2.3 Billion Sale, Diluting Shareholders' Return". Barrons. Retrieved 2015-03-21. "Galaxy Securities $3.1 Billion Sale...
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  • Thumbnail for Wells Fargo
    5 million to settle U.S. Securities and Exchange Commission (SEC) charges that in 2007 it sold risky mortgage-backed securities without fully realizing...
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  • County Securities Japan in 1986; it became County NatWest Securities Japan in 1987, NatWest Securities Japan in 1995, Greenwich NatWest Securities Japan...
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  • Haitong Securities is a securities firm in China, providing services in stocks and futures brokerage, as well as investment banking, corporate finance...
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  • Thumbnail for Moelis & Company
    its subsidiary SMBC Nikko Securities. Together they have advised on significant cross-border M&A, including Osaka Securities Exchange's ¥278.4 billion...
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  • Thumbnail for CLSA
    2013, CITIC Securities, China's largest investment bank acquired CLSA for US$1.3 billion. In 1986, Winfull Laing & Cruickshank Securities began operations...
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  • Thumbnail for List of investment banks
    Goldman Sachs BofA Securities Morgan Stanley Citigroup UBS Deutsche Bank HSBC Barclays RBC Capital Markets Wells Fargo Securities Jefferies Group BNP...
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  • Chinese). China Securities Index. 11 June 2007. Retrieved 24 January 2017. "关于调整沪深300和中证100等指数样本股的公告" (in Chinese). China Securities Index. 16 July 2010...
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  • Thumbnail for Citigroup
    Barney into the new securities unit termed Salomon Smith Barney; a year later, the division incorporated Citicorp's former securities operations as well...
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  • Bank USA; Mizuho Securities USA LLC, a U.S. broker dealer engaged in securities; and Mizuho Trust & Banking Co. (USA). Mizuho Securities USA LLC (”MSUSA”)...
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