Jiangsu Securities Company until it was renamed to Huatai Securities in 1999. In 2008, Huatai Securities received approval from the China Securities Regulatory...
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its name to Kookje Securities. In 1992, the company was incorporated into the Samsung Group and was rebranded to Samsung Securities. In 1996, the company...
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BofA Securities, Inc., previously Bank of America Merrill Lynch (BAML), is an American multinational investment banking division under the auspices of...
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Guggenheim Partners (redirect from Claymore Securities)
Matthew Pilla, Ken Harada and Ryan Mash. In September 2013, Guggenheim Securities was named a financial adviser to Verizon in connection with its $130 billion...
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Securities was established in 1995 and it is headquartered in Shenzhen, Guangdong Province. By mid-2020, it was among China's four largest securities...
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South Korea. Mirae Asset Securities has been merged with Daewoo Securities as the end of December 2016. Mirae Asset Securities is a financial services...
12 KB (980 words) - 16:53, 6 March 2024
Daiwa Securities Group Inc. (大和証券グループ本社, Daiwa Shōken Gurūpu Honsha) is a Japanese investment bank that is the second largest securities brokerage after...
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Investment & Securities Co., Ltd. (NH I&S; Korean: 엔에이치투자증권 주식회사; RR: En Eichi Tuja Jeunggwon Jusik Hoesa) is one of the largest securities firms in Korea...
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Merchants Securities CITIC Securities CSC Financial Essence Securities Everbright Securities GF Securities Guosen Securities Guotai Junan Huatai Securities Industrial...
12 KB (1,195 words) - 16:27, 25 March 2023
Report "About Us Overview | TD Securities". www.tdsecurities.com. Retrieved 2020-08-23. "Global Markets | TD Securities". www.tdsecurities.com. Retrieved...
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Cantor Fitzgerald (redirect from Cantor Fitzgerald Securities)
US government securities in 1972, and in 1983, it was the first to offer worldwide screen brokerage services in US government securities. In 1991, Howard...
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this business there was a securities section to handle bond sales and underwriting. On December 25, 1925, the Nomura Securities Co., Ltd. (NSC) was established...
17 KB (1,535 words) - 21:59, 15 December 2023
February 13, 2008. The agreement—reached with the Securities and Exchange Commission and with state securities regulators led by Florida and Texas—resolved...
14 KB (1,347 words) - 03:57, 25 March 2024
Leerink Partners (redirect from SVB Securities)
2023, the management of SVB Securities planned to buy back their firm from the parent group. On March 17, 2023, SVB Securities' parent company filed for...
12 KB (1,001 words) - 02:37, 5 April 2024
Morgan Stanley (section Institutional Securities Group)
Morgan Stanley Hong Kong Securities Ltd. was fined HK$18.5 million ($2.4 million) by Hong Kong's securities regulator, Securities and Futures Commission...
78 KB (7,715 words) - 03:48, 17 July 2024
SMBC Nikko Securities (SMBC日興証券株式会社) is a securities firm in Japan which engages in the operation of large-scale comprehensive securities broking and trading...
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Junan Securities Haitong Securities Huatai Securities JM Financial Macquarie Group Mirae Asset Securities Nomura Securities Orient Securities Samsung...
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Kampani. In 2012, the U.S. Securities and Exchange Commission (SEC) fined JM Financial and three other Indian securities firms, US$1.8 million for violating...
12 KB (977 words) - 02:30, 21 June 2024
Owner Apollo Global Management, Canada Pension Plan Investment Board, Huatai Securities, Li Ka Shing Foundation, Metro Pacific Investments and Pacific Century...
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Stifel (redirect from Century Securities)
Company and is headquartered in downtown St. Louis, Missouri. Stifel offers securities-related financial services in the United States and Europe through several...
14 KB (1,350 words) - 16:55, 29 May 2024
"China Galaxy Securities Plans $2.3 Billion Sale, Diluting Shareholders' Return". Barrons. Retrieved 2015-03-21. "Galaxy Securities $3.1 Billion Sale...
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Wells Fargo (redirect from Wells Fargo Securities)
5 million to settle U.S. Securities and Exchange Commission (SEC) charges that in 2007 it sold risky mortgage-backed securities without fully realizing...
91 KB (8,237 words) - 07:42, 2 July 2024
NatWest Markets (redirect from RBS Securities)
County Securities Japan in 1986; it became County NatWest Securities Japan in 1987, NatWest Securities Japan in 1995, Greenwich NatWest Securities Japan...
12 KB (1,365 words) - 13:32, 24 June 2024
Haitong Securities is a securities firm in China, providing services in stocks and futures brokerage, as well as investment banking, corporate finance...
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its subsidiary SMBC Nikko Securities. Together they have advised on significant cross-border M&A, including Osaka Securities Exchange's ¥278.4 billion...
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CLSA (redirect from Winfull Laing & Cruickshank Securities)
2013, CITIC Securities, China's largest investment bank acquired CLSA for US$1.3 billion. In 1986, Winfull Laing & Cruickshank Securities began operations...
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Goldman Sachs BofA Securities Morgan Stanley Citigroup UBS Deutsche Bank HSBC Barclays RBC Capital Markets Wells Fargo Securities Jefferies Group BNP...
19 KB (775 words) - 02:40, 13 February 2024
CSI 300 Index (redirect from China Securities Index)
Chinese). China Securities Index. 11 June 2007. Retrieved 24 January 2017. "关于调整沪深300和中证100等指数样本股的公告" (in Chinese). China Securities Index. 16 July 2010...
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Barney into the new securities unit termed Salomon Smith Barney; a year later, the division incorporated Citicorp's former securities operations as well...
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Mizuho Americas (redirect from Mizuho Securities USA Inc.)
Bank USA; Mizuho Securities USA LLC, a U.S. broker dealer engaged in securities; and Mizuho Trust & Banking Co. (USA). Mizuho Securities USA LLC (”MSUSA”)...
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