The Securities and Futures Commission (SFC) of Hong Kong is the independent statutory body charged with regulating the securities and futures markets...

Securities Commission (OSC; French: Commission des valeurs mobilières de l’Ontario) is a regulatory agency which administers and enforces securities legislation...

Chinese property developer Evergrande Group, and so inducing transactions under the Securities and Futures Ordinance. Although Left's report was correct...

hit the firm include the Securities and Futures Commission reprimand in May 2004; Asiamoney “vote-rigging” email in 2005; and Allen Lam insider-trading...

for-profit organizations. Non-profit, member-owned futures exchanges benefit their members, who earn commissions and revenue acting as brokers or market makers;...

organisations and given them a wider remit. They sometimes contain the term securities and commission. Such as the Securities and Exchange Commission of the...

Pacific Sun Advisors Ltd & Anor v Securities and Futures Commission was a 2015 case in Hong Kong's Court of Final Appeal. Permanent Justice Fok issued...

The Commodity Futures Trading Commission (CFTC) is an independent agency of the US government created in 1974 that regulates the U.S. derivatives markets...

International Organization of Securities Commissions (IOSCO) is an association of organizations that regulate the world's securities and futures markets. Members are...

by the Securities and Futures Commission.[citation needed] Chu is the CEO of Golden Resorts Group Limited, an entity engaged in the hotel and gambling...

The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall...

Charterholders and Candidates (Personal Advice) | ASIC - Australian Securities and Investments Commission". Australian Securities & Investments Commission. "FASEA...

Shanghai Futures Exchange (SHFE; Chinese: 上海期货交易所) is a futures exchange in Shanghai, China formed from the amalgamation of the national level futures exchanges...

07785265. ADSS Hong Kong (ADS Securities Hong Kong Limited) is licensed by the Hong Kong Securities and Futures Commission (CE No. AXC847) to act as a financial...

which received the Type Ten License from Hong Kong Securities and Futures Commission on 28 June 2012 and was an internationalization attempt after Dagong...

dissolved: China Securities Holdings ceased business on 31 December 2012 and the former staff was suspended by the Securities and Futures Commission of Hong Kong...

1990 and 1991. According to statistics from 2003, the Osaka Securities Exchange handled 59% of the stock price index futures market in Japan, and almost...

Australian Securities Exchange Ltd (ASX) is an Australian public company that operates Australia's primary securities exchange, the Australian Securities Exchange...

been permitted by the Securities and Futures Commission (SFC). The SFC treats CFDs, where the underlying is a security, as futures contracts, meaning they...

Fisheries Committee, regional fisheries bodies in England and Wales Securities and Futures Commission, a Hong Kong regulator Software Freedom Conservancy,...

with the Hong Kong Securities Institute. After passing all tests, approval must be received by the Securities and Futures Commission. Share brokers in...

Securities and Futures Commission. 2017-09-05. Retrieved 2017-10-24. "Arc Reserve Currency Homepage". Retrieved 15 December 2017. "Carey Olsen and JTC...

securities firms, together with CITIC Securities, GF Securities, and Haitong Securities. Guotai Junan Securities Co. Ltd., was established on August 18...

the Securities and Exchange Commission (SEC). Futures and some aspects of derivatives are regulated by the Commodity Futures Trading Commission (CFTC)...

largest securities firms, together with Guotai Junan Securities, GF Securities, and Haitong Securities. On January 6, 2003, CITIC Securities (SSE: 600030)...

American government official and former investment banker serving as the chair of the U.S. Securities and Exchange Commission (SEC). Gensler previously worked...

nationwide centralized securities supervisory system, with the power to regulate and supervise securities issuers, as well as to investigate, and impose penalties...

CHUEN". ChaCha.hk. "Contact Us". Securities and Futures Commission. Retrieved 2021-02-04. Securities and Futures Commission 54/F, One Island East 18 Westlands...

commodities, securities (such as single-stock futures), currencies or intangibles such as interest rates and indexes. For information on futures markets in...

based in Hong Kong. He served as chairman of the Hong Kong Securities and Futures Commission (SFC) before his replacement by Martin Wheatley in 2005. Sheng...