The Securities Exchange Act of 1934 (also called the Exchange Act, '34 Act, or 1934 Act) (Pub. L. 73–291, 48 Stat. 881, enacted June 6, 1934, codified...

Crash of 1929. Its primary purpose is to enforce laws against market manipulation.: 2  Created by Section 4 of the Securities Exchange Act of 1934 (now...

The Securities Act of 1933, also known as the 1933 Act, the Securities Act, the Truth in Securities Act, the Federal Securities Act, and the '33 Act, was...

Statements of Income". Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. Form 20-F (Report). U.S. Securities and Exchange Commission...

holding, managing and investing securities. These companies in the United States are regulated by the U.S. Securities and Exchange Commission and must be registered...

criminal liability. The SEC was created by the Securities Exchange Act of 1934 to enforce the Securities Act of 1933. The SEC oversees several important organizations:...

anti-bribery purpose, the FCPA amends the Securities Exchange Act of 1934 to require all companies with securities listed in the U.S. to meet certain accounting...

The Williams Act (USA) refers to 1968 amendments to the Securities Exchange Act of 1934 enacted in 1968 regarding tender offers. The legislation was proposed...

constitutionality of federal legislation. The Securities Exchange Act of 1934 is a law governing the secondary trading of securities (stocks, bonds, and...

with the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, and extensive rules issued by the U.S. Securities and Exchange Commission;...

isotope of boron A Mazda Wankel engine A Toyota B engine Yavarum Nalam or 13B, an Indian horror film Section 13b of the Securities Exchange Act of 1934 B13...

inherent in naked short sales threatened market orderliness. The Securities Exchange Act of 1934 stipulates a settlement period up to two business days before...

securities class actions that allege violations of the federal securities laws under Section 10(b) and 20(a) of the Securities Exchange Act of 1934 amounts...

S. Securities and Exchange Commission (SEC), which has made various regulations under the act. Section 211 of The Securities Exchange Act of 1934 mandated...

federal Securities and Exchange Commission, to be filed by publicly traded corporations. Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934...

financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers...

Securities and Exchange Commission v. Jarkesy (Docket No. 22-859) was a case before the Supreme Court of the United States. In May 2022, the Court of...

9(a)(2) of the Securities Exchange Act of 1934, in the European Union under Article 12 of the Market Abuse Regulation, in Australia under Section 1041A of the...

section 14(a) of the Securities Exchange Act of 1934 (15 U.S.C. § 78n(a)) H.R. 4173, § 972; amending the Securities Exchange Act of 1934 (15 U.S.C. ch...

owner of more than 10 percent of a class of a particular company's equity securities registered under Section 12 of the Securities Exchange Act of 1934 must...

States) and are subject to securities laws (such as the Investment Company Act of 1940 and the Securities Exchange Act of 1934 in the United States). Closed-end...

arising under the securities laws, including the Securities Exchange Act of 1934 and Rule 10b-5. Amends the Securities Exchange Act of 1934 to declare that...

trading privileges securities. The Consolidated Tape Association (CTA) Plan oversees the SIP for securities listed on all other exchanges, including the New...

was created by the Section 15B of the Securities Exchange Act of 1934 (as amended by the Securities Acts Amendments of 1975, Pub. L. 94–29, and codified...

would amend the Securities Exchange Act of 1934 to prohibit the SEC from promulgating a rule establishing an investment advisor standard of conduct as the...

Sections 9(a)(2) and 10(b) of the Securities Exchange Act of 1934. Companies typically have two uses for profits. Firstly, some part of profits can be distributed...

passed the Glass–Steagall Banking Act of 1933, the Securities Act of 1933, and the Securities Exchange Act of 1934. Following the 1929 Wall Street Crash...

be filed by public companies with the SEC pursuant to the Securities Exchange Act of 1934, as amended. Academic researchers make this report metadata...

Stock Exchange Stock exchange Regulation D (SEC) Related legislation 1933 - Securities Act of 1933 1934 – Securities Exchange Act of 1934 1938 – Temporary...

managers follow the limitations detailed in Section 28(e) of the Securities Exchange Act of 1934. In particular, if soft dollar arrangements are entered...