• Thumbnail for Markets in Financial Instruments Directive 2014
    Markets in Financial Instruments Directive 2014 (2014/65/EU, commonly known as MiFID 2), is a directive of the European Union (EU). Together with Regulation...
    32 KB (3,624 words) - 16:04, 11 August 2024
  • Security Law of France in France, and J-SOX in Japan. The European MiFID Directive, although principally concerned with investor protection, also covers...
    8 KB (953 words) - 05:22, 13 September 2024
  • management level. Additionally, the Markets in Financial Instruments Directive (MiFID II) imposes an obligation on investment firms to appoint a Compliance...
    9 KB (983 words) - 00:15, 25 August 2024
  • (ESMA) MiFID Questions and Answers: Investor Protection & Intermediaries (Question #9) on how copy and mirror trading function under the MiFID Directive. It...
    22 KB (2,598 words) - 20:21, 24 July 2024
  • Instruments Directive 2004 (MIFIR, MiFID-I, MiFID-II ) Transparency Directive Financial Collateral Directive 2002/47/EC Directive 2002/83/EC of the European Parliament...
    39 KB (4,747 words) - 18:59, 5 September 2024
  • introduced within the Markets in Financial Instruments Directive (MiFID), a European Directive designed to harmonise retail investors protection and allow...
    11 KB (1,248 words) - 22:17, 12 September 2024
  • Thumbnail for Freedom of Establishment and Freedom to Provide Services in the European Union
    services. The most relevant of them are: Directive 2014/65/EU on markets in financial instruments known as MIFID 2: It applies to investment firms, market...
    50 KB (5,872 words) - 01:04, 7 September 2024
  • Thumbnail for Cyprus Securities and Exchange Commission
    CySEC's financial regulations and operations comply with the European MiFID financial harmonization law. A significant number of overseas retail forex...
    16 KB (1,413 words) - 08:50, 18 October 2024
  • License No: 371/18). In 2007, the EU Markets in Financial Instruments Directive (MiFID) came into force, allowing firms regulated in Cyprus, such as FP Markets...
    11 KB (1,125 words) - 10:20, 5 September 2024
  • underway to harmonise tick sizes. As of 2019, the article 49 of the new MiFID II directive requires trading venues to adopt minimum tick sizes in relation to...
    4 KB (511 words) - 02:49, 26 August 2024
  • Internaliser, as defined in the Markets in financial instruments directive 2 (MiFID 2): Directive 2014/65/EU, e.g. XTX Markets TRFS: Trade Reporting Facility...
    4 KB (422 words) - 14:15, 10 July 2024
  • stablecoins. It is similar to the EU’s Markets in Financial Instruments Directive (MiFID), which is a legal framework for securities markets, investment intermediaries...
    9 KB (854 words) - 02:32, 14 September 2024
  • With MiFID II directive being in force in January 2018, Approved Publication Arrangements (APA) data should increase transparency in the OTC markets by...
    3 KB (362 words) - 04:51, 27 September 2023
  • Thumbnail for Fondex Global
    falls under the European Union's Markets in Financial Instruments Directive (MiFID). The company was founded in Cyprus in 2010 as TopFX. The retail operation...
    7 KB (442 words) - 18:29, 8 October 2024
  • FinTech start-ups offering products which relate to MiFID II (Markets in Financial Instruments Directive), the European Union financial reforms intended as...
    10 KB (993 words) - 15:41, 17 July 2024
  • Thumbnail for London Stock Exchange
    classified as a Multilateral Trading Facility (MTF) under the 2004 MiFID directive, and as such it is a flexible market with a simpler admission process...
    53 KB (5,344 words) - 03:34, 1 October 2024
  • Abuse Directive, adopted on 3 December 2002; the Prospectus Directive, adopted on 15 July 2003; the Markets in Financial Instruments Directive (MiFID), adopted...
    4 KB (400 words) - 08:30, 6 August 2024
  • Thumbnail for Re Lehman Brothers International (Europe)
    in Financial Instruments Directive 2004/39/EC ("MiFID") and the Commission Directive 2006/73/EC ("the Implementing Directive") and that CASS 7 should...
    16 KB (2,572 words) - 07:55, 16 April 2022
  • action plan's achievement is the Markets in Financial Instruments Directive (MIFID). "Cardiff European Council, 15 and 16 June 1998 Presidency Conclusions"...
    2 KB (197 words) - 15:05, 29 February 2024
  • "Prospectus Regulations"). The Markets in Financial Instruments Directive (MiFID) (Directive 2004/39/EC) as transposed into Irish law by the European Communities...
    65 KB (6,798 words) - 19:09, 16 October 2024
  • Thumbnail for Securities research
    finance. New regulation in Europe, Markets in Financial Instruments Directive II (MiFID II), is set to change how research is bought. Research must be "unbundled"...
    13 KB (1,370 words) - 06:10, 19 May 2024
  • EU implemented the "Markets in Financial Instruments Directive II" (colloquially known as "MiFID II") which required all European investment firms & traders...
    11 KB (1,413 words) - 12:44, 26 September 2024
  • post-trade requirements mandated by the Markets in Financial Instruments Directive (MiFID) II. In March 2017, Citadel Securities became a liquidity provider...
    25 KB (2,102 words) - 14:36, 1 October 2024
  • Thumbnail for Financial Instruments Reference Database System
    Securities Identification Number (ISIN). The Article 4(1)(20) of Directive 2014/65/EU (MiFID II) considers "investment firms dealing on own account when executing...
    4 KB (381 words) - 00:24, 16 June 2024
  • Thumbnail for PLUS Markets Group
    small cap companies. It was a market operator under MiFID Markets in Financial Instruments Directive, and was both a regulated market and a multilateral...
    9 KB (833 words) - 21:27, 19 September 2024
  • define "best execution" within the Markets in Financial Instruments Directive (MiFID), which introduces the principle that, when carrying out transactions...
    8 KB (1,146 words) - 15:06, 18 September 2024
  • professional clients (as defined by Markets in Financial Instruments Directive (MiFID)) must satisfy at least two of the following quantitative criteria...
    19 KB (2,367 words) - 16:50, 22 July 2024
  • Europe. It was established after the Markets in Financial Instruments Directive (MiFID) regulations were passed by the European Union allowing competition...
    6 KB (598 words) - 16:59, 7 June 2024
  • Thumbnail for Autorité des Marchés Financiers (France)
    European regulatory umbrella of the Markets in Financial Instruments Directive (MiFID). Shareholders are required to notify their holdings to the AMF when...
    6 KB (512 words) - 08:56, 2 October 2024
  • the European Union's November 2007 Markets in Financial Instruments Directive (MiFID), which paved the way for the introduction of alternative trading venues...
    14 KB (1,429 words) - 05:42, 1 August 2023