IEEE 802.11n-2009

IEEE 802.11n-2009, or 802.11n, is a wireless-networking standard that uses multiple antennas to increase data rates. The Wi-Fi Alliance has also retroactively labelled the technology for the standard as Wi-Fi 4.^[9][10] It standardized support for multiple-input multiple-output (MIMO), frame aggregation, and security improvements, among other features, and can be used in the 2.4 GHz or 5 GHz frequency bands.

Being the first Wi-Fi standard to introduce MIMO support, devices and systems which supported the 802.11n standard (or draft versions thereof) were sometimes referred to as MIMO Wi-Fi products, especially prior to the introduction of the next generation standard.^[11] The use of MIMO-OFDM (orthogonal frequency division multiplexing) to increase the data rate while maintaining the same spectrum as 802.11a was first demonstrated by Airgo Networks.^[12]

The purpose of the standard is to improve network throughput over the two previous standards—802.11a and 802.11g—with a significant increase in the maximum net data rate from 54 Mbit/s to 72 Mbit/s with a single spatial stream in a 20 MHz channel, and 600 Mbit/s (slightly higher gross bit rate including for example error-correction codes, and slightly lower maximum throughput) with the use of four spatial streams at a channel width of 40 MHz.^[13][14]

IEEE 802.11n-2009 is an amendment to the IEEE 802.11-2007 wireless-networking standard. 802.11 is a set of IEEE standards that govern wireless networking transmission methods. They are commonly used today in their 802.11a, 802.11b, 802.11g, 802.11n, 802.11ac and 802.11ax versions to provide wireless connectivity in homes and businesses. Development of 802.11n began in 2002, seven years before publication. The 802.11n protocol is now Clause 20 of the published IEEE 802.11-2012 standard and subsequently renamed to clause 19 of the published IEEE 802.11-2020 standard.

IEEE 802.11n is an amendment to IEEE 802.11-2007 as amended by IEEE 802.11k-2008, IEEE 802.11r-2008, IEEE 802.11y-2008, and IEEE 802.11w-2009, and builds on previous 802.11 standards by adding a multiple-input multiple-output (MIMO) system and 40 MHz channels to the PHY (physical layer) and frame aggregation to the MAC layer. There were older proprietary implementations of MIMO and 40MHz channels such as Xpress, Super G and Nitro which were based upon 802.11g and 802.11a technology, but this was the first time it was standardized across all radio manufacturers.

MIMO is a technology that uses multiple antennas to coherently resolve more information than possible using a single antenna. One way it provides this is through spatial division multiplexing (SDM), which spatially multiplexes multiple independent data streams, transferred simultaneously within one spectral channel of bandwidth. MIMO SDM can significantly increase data throughput as the number of resolved spatial data streams is increased. Each spatial stream requires a discrete antenna at both the transmitter and the receiver. In addition, MIMO technology requires a separate radio-frequency chain and analog-to-digital converter for each antenna, making it more expensive to implement than non-MIMO systems.

Channels operating with a width of 40 MHz are another feature incorporated into 802.11n; this doubles the channel width from 20 MHz in previous 802.11 PHYs to transmit data, and provides twice the PHY data rate available over a single 20 MHz channel. It can be enabled in the 5 GHz mode, or within the 2.4 GHz mode if there is knowledge that it will not interfere with any other 802.11 or non-802.11 (such as Bluetooth) system using the same frequencies.^[15] The MIMO architecture, together with the wider channels, offers increased physical transfer rate over standard 802.11a (5 GHz) and 802.11g (2.4 GHz).^[16]

The transmitter and receiver use precoding and postcoding techniques, respectively, to achieve the capacity of a MIMO link. Precoding includes spatial beamforming and spatial coding, where spatial beamforming improves the received signal quality at the decoding stage. Spatial coding can increase data throughput via spatial multiplexing and increase range by exploiting the spatial diversity, through techniques such as Alamouti coding.

The number of simultaneous data streams is limited by the minimum number of antennas in use on both sides of the link. However, the individual radios often further limit the number of spatial streams that may carry unique data. The a × b : c notation helps identify what a given radio is capable of. The first number (a) is the maximum number of transmit antennas or transmitting TF chains that can be used by the radio. The second number (b) is the maximum number of receive antennas or receiving RF chains that can be used by the radio. The third number (c) is the maximum number of data spatial streams the radio can use. For example, a radio that can transmit on two antennas and receive on three, but can only send or receive two data streams, would be 2 × 3 : 2.

The 802.11n draft allows up to 4 × 4 : 4. Common configurations of 11n devices are 2 × 2 : 2, 2 × 3 : 2, and 3 × 2 : 2. All three configurations have the same maximum throughputs and features, and differ only in the amount of diversity the antenna systems provide. In addition, a fourth configuration, 3 × 3 : 3 is becoming common, which has a higher throughput, due to the additional data stream.^[17]

Assuming equal operating parameters to an 802.11g network achieving 54 megabits per second (on a single 20 MHz channel with one antenna), an 802.11n network can achieve 72 megabits per second (on a single 20 MHz channel with one antenna and 400 ns guard interval); 802.11n's speed may go up to 150 megabits per second if there are not other Bluetooth, microwave or Wi-Fi emissions in the neighborhood by using two 20 MHz channels in 40 MHz mode. If more antennas are used, then 802.11n can go up to 288 megabits per second in 20 MHz mode with four antennas, or 600 megabits per second in 40 MHz mode with four antennas and 400 ns guard interval. Because the 2.4 GHz band is seriously congested in most urban areas, 802.11n networks usually have more success in increasing data rate by utilizing more antennas in 20 MHz mode rather than by operating in the 40 MHz mode, as the 40 MHz mode requires a relatively free radio spectrum which is only available in rural areas away from cities. Thus, network engineers installing an 802.11n network should strive to select routers and wireless clients with the most antennas possible (one, two, three or four as specified by the 802.11n standard) and try to make sure that the network's bandwidth will be satisfactory even on the 20 MHz mode.

Data rates up to 600 Mbit/s are achieved only with the maximum of four spatial streams using one 40 MHz-wide channel. Various modulation schemes and coding rates are defined by the standard, which also assigns an arbitrary number to each; this number is the modulation and coding scheme index, or MCS index. The table below shows the relationships between the variables that allow for the maximum data rate. GI (Guard Interval): Timing between symbols.^[18]

20 MHz channel uses an FFT of 64, of which: 56 OFDM subcarriers, 52 are for data and 4 are pilot tones with a carrier separation of 0.3125 MHz (20 MHz/64) (3.2 μs). Each of these subcarriers can be a BPSK, QPSK, 16-QAM or 64-QAM. The total bandwidth is 20 MHz with an occupied bandwidth of 17.8 MHz. Total symbol duration is 3.6 or 4 microseconds, which includes a guard interval of 0.4 (also known as short guard interval (SGI)) or 0.8 microseconds.

PHY level data rate does not match user level throughput because of 802.11 protocol overheads, like the contention process, interframe spacing, PHY level headers (Preamble + PLCP) and acknowledgment frames. The main media access control (MAC) feature that provides a performance improvement is aggregation. Two types of aggregation are defined:

1. Aggregation of MAC service data units (MSDUs) at the top of the MAC (referred to as MSDU aggregation or A-MSDU)
2. Aggregation of MAC protocol data units (MPDUs) at the bottom of the MAC (referred to as MPDU aggregation or A-MPDU)

Frame aggregation is a process of packing multiple MSDUs or MPDUs together to reduce the overheads and average them over multiple frames, thereby increasing the user level data rate. A-MPDU aggregation requires the use of block acknowledgement or BlockAck, which was introduced in 802.11e and has been optimized in 802.11n.

When 802.11g was released to share the band with existing 802.11b devices, it provided ways of ensuring backward compatibility between legacy and successor devices. 802.11n extends the coexistence management to protect its transmissions from legacy devices, which include 802.11g, 802.11b and 802.11a. There are MAC and PHY level protection mechanisms as listed below:

1. PHY level protection: Mixed Mode Format protection (also known as L-SIG TXOP Protection): In mixed mode, each 802.11n transmission is always embedded in an 802.11a or 802.11g transmission. For 20 MHz transmissions, this embedding takes care of the protection with 802.11a and 802.11g. However, 802.11b devices still need CTS protection.^{[citation needed]}
2. PHY level protection: Transmissions using a 40 MHz channel in the presence of 802.11a or 802.11g clients require using CTS protection on both 20 MHz halves of the 40 MHz channel, to prevent interference with legacy devices.^{[citation needed]}
3. MAC level protection: An RTS/CTS frame exchange or CTS frame transmission at legacy rates can be used to protect subsequent 11n transmission.^{[citation needed]}

To achieve maximum output, a pure 802.11n 5 GHz network is recommended. The 5 GHz band has substantial capacity due to many non-overlapping radio channels and less radio interference as compared to the 2.4 GHz band.^[19] An 802.11n-only network may be impractical for many users because they need to support legacy equipment that still is 802.11b/g only. In a mixed-mode system, an optimal solution would be to use a dual-radio access point and place the 802.11b/g traffic on the 2.4 GHz radio and the 802.11n traffic on the 5 GHz radio.^[20] This setup assumes that all the 802.11n clients are 5 GHz capable, which is not a requirement of the standard. 5 GHz is optional on Wi-Fi 4; quite some Wi-Fi 4 capable devices only support 2.4 GHz and there is no practical way to upgrade them to support 5 GHz. Some enterprise-grade APs use band steering to send 802.11n clients to the 5 GHz band, leaving the 2.4 GHz band for legacy clients. Band steering works by responding only to 5 GHz association requests and not the 2.4 GHz requests from dual-band clients.^[21]

The 2.4 GHz ISM band is fairly congested. With 802.11n, there is the option to double the bandwidth per channel to 40 MHz (fat channel) which results in slightly more than double the data rate. However, in North America, when in 2.4 GHz, enabling this option takes up to 82% of the unlicensed band. For example, channel 3 SCA (secondary channel above), also known as 3+7, reserves the first 9 out of the 11 channels available. In Europe and other places where channels 1–13 are available, allocating 1+5 uses slightly more than 50% of the channels, but the overlap with 9+13 is not usually significant as it lies at the edges of the bands, and so two 40 MHz bands typically work unless the transmitters are physically very closely spaced.^{[original research?]}

The specification calls for requiring one primary 20 MHz channel as well as a secondary adjacent channel spaced ±20 MHz away. The primary channel is used for communications with clients incapable of 40 MHz mode. When in 40 MHz mode, the center frequency is actually the mean of the primary and secondary channels.

Local regulations may restrict certain channels from operation. For example, Channels 12 and 13 are normally unavailable for use as either a primary or secondary channel in North America. For further information, see List of WLAN channels.

The Wi-Fi Alliance has upgraded its suite of compatibility tests for some enhancements that were finalized after a 2.0. Furthermore, it has affirmed that all draft-n certified products remain compatible with the products conforming to the final standards.^[22]

After the first draft of the IEEE 802.11n standard was published in 2006, many manufacturers began producing so-called "draft-n" products that claimed to comply with the standard draft, even before standard finalization which mean they might not be inter-operational with products produced according to IEEE 802.11 standard after the standard publication, nor even among themselves.^[23] The Wi-Fi Alliance began certifying products based on IEEE 802.11n draft 2.0 mid-2007.^[24][25] This certification program established a set of features and a level of interoperability across vendors supporting those features, thus providing one definition of "draft n" to ensure compatibility and interoperability. The baseline certification covers both 20 MHz and 40 MHz wide channels, and up to two spatial streams, for maximum throughputs of 144.4 Mbit/s for 20 MHz and 300 Mbit/s for 40 MHz (with short guard interval). A number of vendors in both the consumer and enterprise spaces have built products that have achieved this certification.^[26]

The following are milestones in the development of 802.11n:^[27]

September 11, 2002

The first meeting of the High-Throughput Study Group (HTSG) was held. Earlier in the year, in the Wireless Next Generation standing committee (WNG SC), presentations were heard on why they need change and what the target throughput would be required to justify the amendments. Compromise was reached in May 2002 to delay the start of the Study Group until September to allow 11g to complete major work during the July 2002 session.

September 11, 2003

The IEEE-SA New Standards Committee (NesCom) approved the Project Authorization Request (PAR) for the purpose of amending the 802.11-2007 standard. The new 802.11 Task Group (TGn) is to develop a new amendment. The TGn amendment is based on IEEE Std 802.11-2007, as amended by IEEE Std 802.11k-2008, IEEE Std 802.11r-2008, IEEE Std 802.11y-2008 and IEEE P802.11w. TGn will be the 5th amendment to the 802.11-2007 standard. The scope of this project is to define an amendment that shall define standardized modifications to both the 802.11 physical layers (PHY) and the 802.11 Medium Access Control Layer (MAC) so that modes of operation can be enabled that are capable of much higher throughputs, with a maximum throughput of at least 100 Mbit/s, as measured at the MAC data service access point (SAP).

September 15, 2003

The first meeting of the new 802.11 Task Group (TGn).

May 17, 2004

Call for Proposals was issued.

September 13, 2004

32 first round of proposals were heard.

March 2005

Proposals were downselected to a single proposal, but there is not a 75% consensus on the one proposal. Further efforts were expended over the next 3 sessions without being able to agree on one proposal.

July 2005

Previous competitors TGn Sync, WWiSE, and a third group, MITMOT, said that they would merge their respective proposals as a draft. The standardization process was expected to be completed by the second quarter of 2009.^[28]

January 19, 2006

The IEEE 802.11n Task Group approved the Joint Proposal's specification, enhanced by EWC's draft specification.^[28]

March 2006

IEEE 802.11 Working Group sent the 802.11n draft to its first letter ballot, allowing the 500+ 802.11 voters to review the document and suggest bug fixes, changes, and improvements.

May 2, 2006

The IEEE 802.11 Working Group voted not to forward draft 1.0 of the proposed 802.11n standard. Only 46.6% voted to approve the ballot. To proceed to the next step in the IEEE standards process, a majority vote of 75% is required. This letter ballot also generated approximately 12,000 comments—many more than anticipated.

November 2006

TGn voted to accept draft version 1.06, incorporating all accepted technical and editorial comment resolutions prior to this meeting. An additional 800 comment resolutions were approved during the November session which will be incorporated into the next revision of the draft. As of this meeting, three of the 18 comment topic ad hoc groups chartered in May had completed their work, and 88% of the technical comments had been resolved, with approximately 370 remaining.

January 19, 2007

The IEEE 802.11 Working Group unanimously (100 yes, 0 no, 5 abstaining) approved a request by the 802.11n Task Group to issue a new draft 2.0 of the proposed standard. Draft 2.0 was based on the Task Group's working draft version 1.10. Draft 2.0 was at this point in time the cumulative result of thousands of changes to the 11n document as based on all previous comments.

February 7, 2007

The results of Letter Ballot 95, a 15-day Procedural vote, passed with 97.99% approval and 2.01% disapproval. On the same day, 802.11 Working Group announced the opening of Letter Ballot 97. It invited detailed technical comments to closed on 9 March 2007.

March 9, 2007

Letter Ballot 97, the 30-day Technical vote to approve draft 2.0, closed. They were announced by IEEE 802 leadership during the Orlando Plenary on 12 March 2007. The ballot passed with an 83.4% approval, above the 75% minimum approval threshold. There were still approximately 3,076 unique comments, which were to be individually examined for incorporation into the next revision of draft 2.

June 25, 2007

The Wi-Fi Alliance announced its official certification program for devices based on draft 2.0.

September 7, 2007

Task Group agreed on all outstanding issues for draft 2.07. Draft 3.0 is authorized, with the expectation that it go to a sponsor ballot in November 2007.

November 2007

Draft 3.0 approved (240 voted affirmative, 43 negative, and 27 abstained). The editor was authorized to produce draft 3.01.

January 2008

Draft 3.02 approved. This version incorporates previously approved technical and editorial comments. There remain 127 unresolved technical comments. It was expected that all remaining comments will be resolved and that TGn and WG11 would subsequently release draft 4.0 for working group recirculation ballot following the March meeting.

May 2008

Draft 4.0 approved.

July 2008

Draft 5.0 approved and anticipated publication timeline modified.

September 2008

Draft 6.0 approved.

November 2008

Draft 7.0 approved.

January 2009

Draft 7.0 forwarded to sponsor ballot; the sponsor ballot was approved (158 for, 45 against, 21 abstaining); 241 comments were received.

March 2009

Draft 8.0 proceeded to sponsor ballot recirculation; the ballot passed by an 80.1% majority (75% required) (228 votes received, 169 approve, 42 not approve); 277 members are in the sponsor ballot pool; The comment resolution committee resolved the 77 comments received, and authorized the editor to create a draft 9.0 for further balloting.

April 4, 2009

Draft 9.0 passed sponsor ballot recirculation; the ballot passed by an 80.7% majority (75% required) (233 votes received, 171 approve, 41 not approve); 277 members are in the sponsor ballot pool; The comment resolution committee is resolving the 23 new comments received, and will authorize the editor to create a new draft for further balloting.

May 15, 2009

Draft 10.0 passed sponsor ballot recirculation.

June 23, 2009

Draft 11.0 passed sponsor ballot recirculation.

July 17, 2009

Final WG Approval passed with 53 approve, 1 against, 6 abstain.^[29] Unanimous approval to send Final WG draft 11.0 to RevCom.^[30]

September 11, 2009

RevCom/Standards Board approval.^[31]

October 29, 2009

Published.^[14]

• List of WLAN channels
• Spectral efficiency comparison table
• WiMAX MIMO

• IEEE 802.11n-2009—Amendment 5: Enhancements for Higher Throughput. IEEE-SA. 29 October 2009. doi:10.1109/IEEESTD.2009.5307322. ISBN 978-0-7381-6046-7.
• IEEE 802.11n-2009 Archived 2013-02-03 at the Wayback Machine

• "WLAN 802.11n - From SISO to MIMO" (PDF).
• "Three Spatial Streams: The Good, Bad, and Ugly".
• "Fundamentals of Spatial Streams".
• "Not all Streams are Created Equal". Archived from the original on 2015-12-22. Retrieved 2015-12-16.